384
FEDERAL REPORTER,
vol. 64.
OOLUMBUS WATCH '00. etal. v. ROBBINSet at (dh'cult Oourt of Appeals, ,Sixth Circuit. , No. 46. 1. PATBNT8--"V.u.IDITY-INFRINGE),fElIfT.
October 8, 1894.)
Rei88ued patent No. 10,631, granted to Duane H. Ohurch, August 4, 1.8oSq,:fQr improvement in stem-Winding watches, hdd valid, and infringed by the .defendants. 50 Fed. 545, .affirmed. Thepa:tentabUlty ot the combination is not affected by the fact that the severally were old. It involved patentable invention to see th$t, Uleirunion would have a beneficial result. Olliltnsfunctlonal in form construed to be for the combination of devicclil by which the function is performed. siidipg device" does not (·nlarge the scope of the patent, when properly FUNCTIONAL INFORM.
2. SAi.tEi.2.I'ATENTABILITY OF COloI:BIN,ATION.
8.
.. BAME-'-CQNSTRUCTlON.
'Sllbstitution of the l'xpression "intermediate device" tor "loose or
constl'ueu.
6.
BAME"":'CuANGES IN FORM TO AVOID INFRINGEMENT.
OhiuIges in the form. of the elements do not avoid infringement, where the' principle of the invention is copied, and the substituted elements are mechanical equivalents .of the elements for which they are substituted.
OoURTS-ApPEAL FROM INTERLOCUTORY DECREE-HEARING ON MERITS.
Although the appeal was taken, under the seventh section of the court of a:l?J..leals act, from an interlocutory decree awarding an injunction, and the court had held that On such au appeal it could not hear and finally determine themer1ts of the controversy as to the validity of the patent and its infringement (52 Fed. 337, 3 C. C. A. 103,6 U. ,So App. 275), yet it found itself obliged to consider those questions in order to determine whether the court below exercised a proper discretion in granting the appealed from.
Appeal from the Circuit Court of the United States for the Southern District of Ohio. This was a suit by Royal E. Robbins and Thomas M. Avery against the Columbus Watch Company, David Green, and William J. Savage, for infringement of certain letters patent. A decree was rendered for complainants as to one of the patents, directing an injunction perpetual in form, and referring the cause to a master to take an account of damages and profits. 50 Fed. 545. From this interlocutory decr.ee an appeal was taken, both parties uniting in an application requeeting the circuit court of appeals to hear and finally determine the merits of the controversy. The court held, however, that under.section 7 of the judiciary act of March 3, 1891, its power was limited to determining the question whether the injunction was improvidently granted in the exercise of a legal discretion, and as to the other questions the cause was certified to the supreme court. 3 C" O.A.103, 52 Fed. 337. The supreme court dismissed the certificateupon the ground that it did not contain the expression of a desire for an instruction as to the proper decision of a specific question .or questions requiring determination in the proper disposition of the particular case. 148 U. S. 266, 13 Sup. Ct. 594. The cause is now before the court upon the appeal from the decree of the circuit court, as originally presented.
COLUMBUS WATCH CO. fl. ROBBINS.
885
This was an appeal from a decree of the circuit court en'olning the Infringement of a patent for an improvement in stem-winding watches. The bill averred that the defendants were infringing two patents owned by the complainants; one of them, a patent granted to Duane H. Church, and the other issued to C. K. Colby. The circuit court held that the Colby patent was not by the defendants, and dismissed the bill so far as It related to that patent. From this action in respect to the Colby patent no appeal was taken. The issues on this appeal were confined to the Church patent, which was a reissued patent, No. 10,631, dated August 4, 1885. The original patent, No. 280,719, was applied for September 16, 1882, and was granted July 3, 1883. The reissue was granted to Duane H. Church as assignor by mesne assignments to Hoyal E. Robbins and Thomas M. Avery, trustees for the American Waltham Watch Company and the Eigin National Watch Company, who were the complainants below and the appellees. The Columbus Watch Company was a corporation engaged in the manufacture of watch movements in Columbus, Ohio, and Dietrich Gruen and William J. Savage were its principal officers. The three were the defendants below and the appellants. The Church invention, as shown in the specifications for the reissued patent, appears in the following drawings, which disclose the plan view of a watch containing the improvement; the dial being removed, and the pendant and a portion of the center band being in section. Figure 1 shows the position of the parts when the watch may be wound, and figure 2 when the watch may be set.
A represents the top plate of a watch movement contained within the center band, B, of a watch case, with the usual stem or pendant, b. 0 is a shaft, called the "stem arbor," fitting in the hollow of the stem, and having a milled head at its outer end. called a "crown." E is the yoke or train carrying at its center a toothed Wheel, F, and at each end the Wheels, G or H, in engagement with and driven by the Wheel, F. A shifting of the yoke on its center will bring the Wheel, G, into engagement with the wheel, C, the winding wheel, whUe a shifting of the yoke in the other direction will bring the wheel, H, into engagement with the dial wheel, D. J ournaled In the plate, A, is an arbor, I, the end of which is seen in the drawing. Below the plate, A, this shaft or arbor has a lug, I, which engages with the spring, K, also below the plate, A, as shown by dotted lines in the drawing. From the end of the arbor, I, seen in the drawing, extends the arm, il. When the spring, K, is allowed to act, uncontrolled, upon the lug, i, it turns the arbor, I, and the arm, i 1 , into the notch, c, Dear the dial-wheel end of the yoke, and carries the Wheel, H, of the yoke Into engagement with dial wheel, D, as seen in Ii'ig. 2. In line with the stem, and adjacent to it, is a pinion, L, which meshes with the wheel, F.
v.64F.no.3-25
386.: Itts wfth'lmaxii11 opening adlqltea toreeeive the squared end ot. the Iftem,i{rb<ir, H, which is journwool'within the pendant or .stem, i and when therein sets in motion': the .pinion, .L, and the wheels on the Y()Ke,,'FrGm the side' of thearbof;,:I; already referred to, and opposite td beneath the plate,A:,lsan arm, i2, shown by dotted lines which extend radially outward from the arbor. I, under and opposite to the. oPening the center of the pinion, II In this position .a.c loose or . sliding Vieee,N, within the hollow of the stem-winding arbor, as a continuatij"lu of,ithestem arbor, wlll rest upon tM arm, i 2 , and when the stem arbor is thrust Into the watch will turn the, arbor,. I, throwing the dog, i l , . out of engagen1Mt' with the notch, i, and pressing the spring al'm of· the. arbor-, 'I, ..ti1lti'lted in the figure i8, against the other end of the yoke. its engagement with the winding wheel, the force of the spring, K,' . being ovel'come.· 'When,however, the stem arbor' is withdrawn, and the .loose sIlding piece,' N, 'in, the center of the winding arbor, does not pl.'e$s upon the a.rm, i2 , the' spring, K, shifts the yoke back again into with .the ,dial wheel. 0 is a spring retainer formed by partially splitting. a tube. lengthwise, and securing its whole end within the inner end, of tM' b 1, of the pendant, b, and turning inward the ends of the: spltt portion.· TMstem a.rbor has two peripheral grooves, m and m'l, thefl.rst .'bf? Which is 'engaged by the jaws,. o,of the spring retainer wben the stemitrbor i8at the inner limit of its motion, while the groove, mI ,' Is engaged by the' spring jaws when the stem arbor is at its outer limit of motion. The inward Spring of the jaws, 0, is sufficient to cause them to hold the stem art>or in either groove firmly enough to prevent accidental displacement, but not enough to prevent moving the arbor from one to the other when desired, When the E:tem arbor is drawn to the outer limits of its IX1()tlPJ)., its inner end projects into the pinion, L, only so far as to enable 1t)0. rotate said pinion for the purpose of setting the hands, and in such posit1pD:offers no obstruction to the removal of the movement from the case or to its insertion in the case, and is ready for use as soon as a movementl!'(in place. The patentee.. his specifications, uses this language: "This invention relates to watdlll'8 in which the Winding and hand-setting train is operated entirely by mel;lJlS of a. rotatable stem arbor that is adapted to be moved longitudinally (or the purpose of causing said train to engage with the wlnping whet;llpl" dial Iteretofore, in watches of this class, said winding and hli.Jlds-setttng train has been normally in engagement with the winding wheel, and disconnected from the <Iial wheels, so that an outward movement of the said stem arbor has been necessary in order to change the engagefuent of said traiil, and adapt it for setting the hands, Such construction hllsrequlred that there should be a positive connection between the stem .arbor. and the winding and hands-setting train, to enable said arbor, when drawn outward, to effect the necessary change' in the engagement of said train, which positive connection has made said stem arbor virtually a part of the movement, and has prevented, or rendered very difficult and expensive, the changLng of said movement from one case to 8lKlther. 'l'heobject of my invention is to render watch movements aJ;ld cases readily interchangeable. · · ... Again he says: "While the mechanism between the stem arbor and the winding and dial wheels is preferably eniployoo, my invention is not limited to these particular devices, as any of the well-known forms of intermediate mechanism may be used." In the specifications and clalms, the patentee describes his stem arbor as having no positive connection with the winding and train, by which he says he wishes to be 'understood "as meaJ;lingsuch construction as citllses said'lWbor to be containoo within the pendant of a watch case, and to·'form it PlWtof;such case,lb., contradistinction to an organization in which the stem arbor 'Is journaled i In 'the movement, and is SO I:lonnected therewith, as to be removed from: the case with, said. mov@lentJ' The claims'of,the .patent are ,as. follows: (1) As an impfoyement in stem winding and settingwattfues,a winding and hands-setting train which is adaptM to be placed ,.in ;enrgagement with the winding Wheel or the dial of a. stem arbor tha.thas nO positive wheels 'by the
In
coi.mu3us
·,
y.'
WATCH CO.
RoBBINS.
387
connection with said train, substantially asa,nd for the purpose specified. (2) As an improvement in stem winding and setting watches, a winding and hands-setting traiJ;l which is adapted to be placed in engagement. with the winding. wheel or the dial wlleels, and is normally in engagement with said dial wheels, SUbstantially as and for the purpose shown. (3) As an improvement in stem winding and setting watches, a winding and handssetting train which is adapted to be placed in engagement with the winding wheel or the dial wheels by the longitudinal movement of a stem arbor, and is normally in engagement with said dial wheels, substantially as and for the purpose set forth. .(4) As an improvement in stem winding and setting watches, a winding and hands-setting train which is normally in engagement with the dial Wheels, in combination with a rotatable stem arbor that has no positive connection with said train, and is adapted to be moved longitudinally within the case stem to cause said winding and handssetting train to engage with the winding wheel, and to be simultaneously disengaged from said dial wheels, substantially as and for the purpose shown and described. (5) As an improvement in stem winding and setting watches, a winding and hands·setting train which is normally in engagement with. the dial wheels, in combination with a rotatable longitudinally movable stem arbor that has no positive connection with the watch movement"and, when moved longitudinally to the incerlimit of its motion, will cause'said winding and setting train to be disengaged from said dial wheels,and engaged with the winding wheel, and, when moved longitudinally to the outer limit of its motion, will permit said train to be disengaged from .said winding Wheel, and engaged with said dial wheels, substantially as and for the purpose specified. (0) As an improvement in stem winding an!l setting watches, the combilllLtion of a winding and hands-setting train which is normally in.engagement with the dial wheels, a stem arbor having no positive connection with said train, and an intermediate device which is adapted to communicate the longitudinal inward movement of said stem arbor to said winding train, and cause the same to engage with the winding wheel, SUbstantially as and for the purpose shown .and described. As already stated, this was a reissued patent. The specifications under the reissued patent and the drawings were substantially the same as those contained iii. the original. In the original patelit a claim was made for the device by which the stem arbor was held in. the stem, and moved within fixed limits from one groove to another by means of the jaw spring. On an application for the reissue, an interference was declared by the patent office between Church and one C. K. Colby ill, reference to the stem arbor device, and priority was awarded to Colby, whd.se!::ured the patent. The Colby claims related solely to the mechanism within the stem for fixing the limits of the inward and outward movement of the stem arbor without interfering with its rotary motion. In the reissue to Church, therefore, no reference was permitted in the claims to the peculiar form of stem arbor employed. The claims of the original Church patent, which did not include the peculiar stem-arbor device, were the first and second, and .they we1"l'! as follows; (1) "In a pendant Winding and setting watch, a moveIQent having wiliding and setting mechanism adapted to be operated by the endwise movement of a winding bar or key, and normally in position to operate the hands, whereby a positive connection between the movement and winding bar is avoided, as set forth." (2) "In a pendant winding and setting watch, a movement having winding and setting mechanism normally in position to operate the hands, a winding bar or key having no positive connection with said mechanism, and a loose or sliding, device adapted to communicate the inward end thrust of the winding bar to the device for engaging the winding portion of said mechanism with the main' winding wheel asset forth." The defenses were (1) that the patent was void for the want of novelty; (2) that the claims of the reissued patent were void because they were framed to obtain the exclusive right to functions or results, rather than the means or mechanism for accomplishing such results; (3) 'that the patent was void becau.se the original patent was not inoperative or defective by reason of in ad, ertence or mistake, and the reissued patent
388 patent;
"DERAr,. REPORTER,
vol. 64;
the purpose of enlarging the claims Qf the orlglnaJ 'the device of the defendants is not an infringement of " , It will' of to give rather a full description of one of the prior ' ',' ",hICh were claimed to., 'WIltlcipate the Church combination. It :WllStI;lat of ('harles V. WOerd, which was applied for April 10, 1882'1'he of the Woerd watch is given below:
In this dra,wlng, '1' represenu. a lever, pivoted at U to the Inner side of the inwardly projecting flange, I, of the' case, and lying, when in its normal position,entirely within the space formed by said llange, and outaide the spaceo(lCup.ied by the movement. M Is the winding arbor, which 1lts into the srem or pipe, 0, and, extending down into the movement in a way not ,f!hown In the drawing, imparts the rotary motion of the arbQr to a terminal pinlo:\lengaging with the. wheel of ,the yoke, V. '1'0 the swinging yoke, V, carries the pinions that impart motion from the winding arbor, respectively, to the winding wheel, I, and the hand-settlng train, is pivoted, at a, a slide plate, b, secured to the plate, A, of the by a screw, c, passing through a slot, d. The plate, b, Is thus adapted to slide towards and from the center of the plate, A, is presse!i,outwardly by a spring, e. At the outer end of the plate, ,b, Is an arm, f, against which one end of the lever, T, bears. The opposite end of the lever, T, has a recess, g, which partially Incloses the key or pipe, O. When said key or pipe is drawn outwardly, Its llange, P, bears
COLUMBUS WATCH 00.
v.
ROBBINS.
389
against the lever, T, and turns the lever upon Its pivot, thereby pressing its opposite end against the arm, f, pushing the plate, b, inwardly, and swinging the yoke, V, so that the hand-setting train Is connected with the winding arbor, and the winding wheel, I, Is disconnected therefrom. The key' or pipe, 0, being released, the spring, e, restores the plate, b, yoke, V, and lever, T, to their normal positions. The crown, R, Is screwed onto the stem so that the pipe, 0, can be withdrawn to operate the lever, T, only when its crown is unscrewed from the stem. It will be observed that the location of the lever, T, entirely outside of the space occupied by the movement enables the movement to be inserted and removed without Interference with the lever. There were other patents relIed on as anticipations. Of these, the Oolby a.nd the Wheeler patents are referred to sufficiently in the opinion. The follOWing four figures show the defendants' watch movement, which was charged and found by the circuit court to be an infringement of the Church patent. Fig. 1 is the front of the movement when in setting engagement, Fig. 2 is the back of the same engagement, Fig. S is the front of the movement in winding engagement, and Fig. 4 is the back in the same engagement.
Fig.l..
Fig.Z.
Fig. 3.
Fig. 4.
,
I'EDERAL BBPlmTER,
vol., 6,4.
plate O'fa"wlltch;B, ft, B, the dial wheels pivoted with the'mainspring; .D, 'the'sWio.g!ng,'yoke plate, carryinj,ratl iti'! free end the whee1i d,: which may be swung jlnto,rengagement eithei'c'w:ith the dial Wheels, Bi , or, the winding .wh!*!l\,i C.,dle is the which has its axis coincident with that on ,.whtChltbe' yoke plate dswings, ,'and engages the wheel,d, while it is UseU:'engaged' and driven by tl1erhollowpinion, E, which is rotated by the stem' arbim IF is the cam.'pl11.te"lpivoted, to the pillar plate, A, alld provided witb; a 'proJection, f, whiChbell.rs upon a projectioll,d 2 , of the yakeplate,.U.'i (j},.is a spring whiebbears upon the cam plate, 1<', and, thr(lugh said cam plate, normally SWings the yoke and yoke train into engageWl:!ont'wlth'ithediai wh'eels.' H Isa weaker spring which bears upon the tends to'throv(rvUs wheel, d, inta engagement with thewinding1wheell C. I isoiieIVer'plvoted between its ends to the back 'of theiplllal"'plate; A, and bearlng'atone end against a stud, f1, which projects'trom tDe'cam plate,F, through 'a slot, a, In the pillar plate. i is a projection 'Of :leveri I," which· slides '. within the initial. wheel, E, of the winding' aiDdsettJing trail1, whereby the stem arbor may act upon the lever, I. J is the stem arbor provided with notches at j, j1, with which engage the free ends of K, fixed In the stem, S, of thll watch. The inner end, .1 1 , of the sUlrn arbor, is squared, and projects into the initial wheel, E, of the winding I1lld setting train. ltoi ,saI41'PlltteI6, .the winding.,
Watson, Livesey and M. D. Legget,t, for appellants. & RU&!ell and Lyt!!ander Hill, for appellees., " ' Before TAFT hnd LURT,ON, Circuit Judges, and District Judge: (after stating tile facts). It'n:tay be well, be, TAFT, fore discussing ,the questions raised upbn this appeal to: make a few general remarlis,-epncerning the subject-matter under examination. In stem-winding or keyless watches, the mainspring is wound and the hand,s are set by the rotation of the shaft or stem arbor which exteBds frQI;ll the outside of the case, through the hollow stem, into the movement of the watch. The rotating force applied to the stem the action of the fingers of the operator upon its exterior hea4'ol"crown is communicated to the winding wheel or to the an intermediate device o! form in ent,patEjnts, generally called the "wmdmg and hand-settmg train." It in all watch-movement patents;, for the stem arbor to carryJeitswinding end a clutch or pinion which communicates motion of the stem a,rbor to the wheels of the wInding and"'hand-setting train with which it engages. That the rotation of the" stem arbor should at time wind the: mainsprin g, and at another se,t the hands, the train must be shifted so that its wheels shall time engage with the winding wheel, and at another wheel, at the will of the operator of the watch. " ',' · '" 'I'here are forms of the winding and hand-setting train in the art::'01le is the YOke, another is the breguetkey or clutch, and the third is the rising and falling.pinion. Of these we have, in thfscase, to do only with the yoke form of train. That is a pivoted, \ed:ge1\"iseswinging plate in the movement of the watch, carrying one wheel, centered upon the pivot of the plate, not varia·
COLUMBUS WATCH CO. V. ROBBINS.
391
ble in position, and constantly in gear with the pllllOn or clutch at the end of the stem arbor. The plate also carries one and sometimes two wheels constantly in gear with its center wheel, and shifting by a movement of the plate into and out of gear with the· winding wheel or the setting wheel. By this means the rotating movement of the stem arbor is communicated, through its terminal pinion, to the center wheel of the yoke, and from that wheel to the terminal shifting wheel or wheels carried by the yoke, and from them to the winding wheel or the setting wheel as engagement is . had with either. The mechanism by which the operator, at will, quickly and easily shifts the yoke from one engagement to· the other, varies in different watches, and many patents have been issued for such devices. Generally, they may be divided into two classes, in one of which the yoke is shifted by the outward and inward movement of the arbor in the stem, while in the other the shifting is brought about by the outward and inward movement of a finger bar or piece which extends, not through the stem, but through the side of the case. Watches having a device of the former class are called "stem or pendant set watches." Those having a device of the latter class are called "lever-set watches." It is obvious that when the watch is in the pocket the engagement of the train should be with the winding wheel, rather than with the setting wheel, because, if the engagement is with the setting wheel, any accidental rotation of the crown of the stem arbor would change the hands, and destroy the time-keeping qualities of the watch, whereas such accidental disturbance, resulting in a slight winding of the mainspring, would be of no injury whatever. It is also evident that the stem arbor is more likely to be disturbed accidentally when it is pulled out than when its crown is close to the outer end of the stem. For this reason, in watches which are stem or pendant set, the inward movement of the stem arhor is generally made to produce the engagement of the winding wheel, while the outward movement brings about the engagement with the setting or dial wheels. The usual method, before the Church invention, by which engagement with the dial wheels was produced through the outward movement of the stem arbor, was to fasten the stem arbor to the movement, so that the shifting could be effected by the direct pull of the arbor. The result of this arrangement was that the movement could not be removed from the case without also releasing the stem arbor. This was objectionable. because watch movements are made separately from their case, and it is of great trade advantage to have the movement capable of .easy separation from the case, so that one movement may fit in a great .number of cases, and a case be useful for any number of movements. The ready interchangeability of movements and cases is one of the well-known objects sought for by inventors in the watchmaking field, and this, as he states in his patent, was the chief object of Church's invention. To describe Church's patent in a general way, it has a stem arbor which reaches but a short distance into the movement, and is
392
nOt connected with the movement by hook or pin, or in any other way that prevents its quick and easy separation from the movement whEm that is to be taken from the case. The winding and handsetting train or yoke is arranged in the movement with a spring, which, when uncontrolled by force applied through the stem arbor, keeps the yoke in constant engagement with the dial or setting wheels. The stem arbor is prolonged into the movement by a hollow winding arbor into which the square end of the stem arbor fits. The winding arbor ends in a pinion with a hollow center, through which, 'by means of a loosely-fitted and sliding stud moving in the hollow center, the pressnre applied by the fingers to the stem arbor at its crown is communicated to a lever journaled in the movement of the watch, and thereby the train is shifted into engagement with .the winding wheel, and the action of the spring tending to maintain the setting engagement is overcome. In this way, when the stem arbor is pressed into the movement of the watch, and held there as it is held by a jaw spring in the stem itself, the winding engagement is brought about; but when the stem arbor is pulled out the spring in the movement is allowed to have full force, and the engagement with the setting wheels is restored. This latter engagement is called by the inventor the "normal engagement," by which he means that iUs the engagement produced by the automatic operation of the movement itself, when not affected by extraneous pressure through the stem arbor. With this arrangement the shifting function of the stem arbor is performed wholly by pressure in its in-thrust, and no pulling force is exerted through it. Thus, it is possible to dispense altogether with any positive connection between the stem arbor and the movement of the watch, while the intermediate device or movable stud makes it possible to have a short stem arbor, reaching but a little distance into the movement, and capable of being so withdrawn that the movement itself can be lifted out of the watch, or replaced in it, by a slight tilting. It is contended on behalf of the appellants that the Church patent has no novelty in it whatever, because every feature of it is old. It is quite true that the stem arbor which is used in the Church patent was the invention of Colby. It is also true that the winding and hand'Setting train used by Church was a common form, well known to the art. It is also true that in the Wheeler patent of March 1, 1881, the same winding and hand-setting train is shown in normal engagement with the dial wheels, and that the winding engagement in the Wheeler patent is brought about by extraneous force applied to the movement to overcome the effect of the spring, and thus' produce the normal engagement with the setting wheels. It is also true that the intermediate loose or sliding device may have been suggested by the analogous use of such an intermediate device in the patent of J. D. Brez, of July 20, 1875, where it was used to com· municate pressure from the stem arbor to the spring holding and reo leasing the hinged case of the watch. But notwithstanding the fact that all the parts are old, in the sense that each of them may
COLUMBUS WATCH CO. 11. ROBBINS.
393
be found in previous patents, the combination of parts in the Church patent brings about a new result, and involves patentable invention. Colby, the inventor of the stem arbor, disclosed no method by which it could be used in a stem or pendant set watch. His specifications and drawings indicated that the stem arbor was to be used only to wind the wheels of the movement after the yoke or train has been shifted by some. other agent than the stem arbor. The Wheeler patent, having the normal engagement of the train with the dial wheels, was a lever-set watch, in which the stem arbor played no part in shifting the yoke into either engagement. Except in a case where the stem arbor is to be the means of shifting the yoke or train, the normal engagement with the setting wheel has little or no significance. It is the normal engagement with the setting wheel that makes it possible to have a stem arbor disconnected from the train, and performing its only functions by pressure, and not by a pull. Church's object, as already stated, was to secure, in a watch in which the stem arbor imparted to the watch movement both the wheel-winding and the train-shifting motion, such a relation between the stem arbor and the movement as to make it possible easily to take the movement out of the case without disturbing the stem arbor. To do this,· it is necessary to have a short stem arbor, and one disconnected from the movemE'nt. Church was the first to discover and utilize the fact that the normal setting engagement made possible a shifting stem arbor, having no positive connection with the movement. He was able to keep his arbor short by using the intermediate device, borrowed, it may be, from the Brez patent, and applied to a different use. We are very clear that the arrangement of all these elements to secure the object stated involved patentable invention of a high order. No patent, of all those which we have had occasion to examine, shows the combination of elements just recited. It is said that the Ohurch patent is nothing but a combination of the Wheeler patent with the Colby stem arbor, which any mechanic of skill could have arranged for practical operation. Drawings and a model have been submitted, showing how easy it is to unite the Colby stem arbor with the Wheeler pat· ent. In our view, this is but wisdom after the fact. We cannot concur in the view that, even if it were known that a combination of the Wheeler patent with the Colby stem arbor would have an advantageous result, mere mechanical skill would enable one to make the combination. The combination shown in the drawings and model submitted is a combination suggested by the Church patent, and which, but for the Church patent, would seem much mOl'e difficult than it now does. More than this, it involved patentable invention to see that a union of the elements of the Wheeler patent with those of the Colby patent would have a beneficial result. The only patent disclosed in the record for a watch movement in which the winding and shifting are both done by the stem arbor, and in which the movement may be removed from the case without disturbing the stem arbor, is the patent granted to N. Woerd, February 6, 1883, a description and drawing of which appear in
394 The the SaJDlei'goneral ;;'MUJt! as, that sought an«accomplished .l:lY: Church, but the resultisinQt reached in the same way. In the.Woerd patent,nlever which structurally is a part of the movement is removed fr()ID the movement, and fixed in the side of the case. One end of this lever is permanently connected with the stem arbor, while the other end, without any positive connection with the yoke, presses against an arm' of the yoke, and shifts it into the setting engagement,against the operation of a spring,· which, when the pressure of the lever is Withdrawn, restorelil the winding engagement. The lever is moved' by the outward pull of the stem arbor. There is therefore no normal engagement with the setting wheels in this patent. as in theOhurchpatent. Another difference is in the awkward construction, by which a piece which is structllrally part of the movement is pivoted in the side the case, permanently con· nected with the stem arbor, and separated from the movement. It can be seen at a glance that the manufacture of a case with such ::I lever in the side of iLwould be much less simple and easy than where it has nothing but the short stem arbor. It is ·a clumsy arrangement, and is not an anticipation of, or a suggestion of, the notel features of Ohurch's patent; already alluded to., Church did not discover the fact that a stem arbor having no positive connectionwith the train or movement in. a stem-set w'atch would greatly of movements and cases, and the facilitate easy remov:al. of a movement from the case. That was 'Self-evident, and was not patentable. WoeI'd tried one method by which the stem arbor should not he connected with the movement, and yet have at the same time a shifting and a winding function. Church devised' another and different and a better way of reaching the same result., For these reasons, we are of the opinion that Church's invention was not anticipated by any of the patents disclosed in the record, and that the combination of old elements involved patentable invention, for which he was, under the law, entitled to the monopoly. Thesirollgest evidence that the Church invention is a useful one is the. fact that to-day considerably more than half of all the watches that are manufactured in the United States with open faces are made under it,· and embody the' combination of elements which is set forth in its specifications. This fact is said, to lose significance because the owners of the Church patent, the Waltham and EIgi,n Watch Companies, are able to control the business of watch-case making.and watch making to such an extent, by their enormous output, as to foist upon the public, and compel the purchase of, a poor deVice.Wen1Ust assume that the two companies referred to, with the large resources at their command in purchasing patents and using them, would exercise ordinary business discretion, and would, be guided by the demands of the publkfor the best watch movement, and must hold that, no matter how large the control or business of the two companies which own this patent is, that its very&1:ensive use is strong evidential weight of its useful character. i
COLUMBUB WATCH CO.v.'ROBBIN'$.
395
There has been much discussion on the briefs and in the arguments as to whether it was not a useful featul'e of the Church patent that tbe setting engagement was made by the operation of the spring gently, and with no danger of injuring the delicate· dial wheels, instead of by a direct pull of the stem arbor, said to be likely to break the points of the wheels in a faulty intermeshing. We do not find it necessary to consider this question, because, in our opinion, without respect to the possible benefit from this arrange· ment, the Church patent has not been anticipated by any other, in the ease and simplicity with which is accomplished by it the chief ob· ject of the inventor, namely, the ready interchangeability of movements and cases. This is a sufficient ground for sustaining the pat· ent, and we need look for no other. But it is said that the claims of the reissued Church patent art void because they seek to appropriate results' or functions, rather than means or devices for accomplishing results. Unless the claims are to be restricted by constructi<»l, this criticism is a just one. The inventor, in his first claim, seeks to monopolize a train "adapted" to be placed in engagement with the winding or setting wheels by the longitudinal movement of a stem arbor having no positive connection with the train. Is this to be construed to claim for the patentee the right to keep all others from using a train which is in any way adapted to engage with the winding or setting wheels by the in and out movement of a stem arbor not having positive con· nection with the train? We think not. The only adaptation ca· pable of appropriation by the inventor is that which is shown in the specifications and drawings of his patent, and this is the necessary limiting effect of the words, "substantially as and for the purpose specified." In this way the court may sustain the validity of the claims, as it is its duty to do when possible. In the Corn·Planter Case, 23 Wall. 181, 225, 226, one of the claims was as follows: "What I claim under this patent is a seed-planting machine wherein the seed-dropping mechanism is operated by hand or by an attendant, in contradistinction from mechanical dropping, the mounting of said attendant upon the machine in such a position that he may readily see the previously made marks upon the ground, and operate the dropping mechanism to conform thereto, SUbstantially as herein set forth."
Referring to this claim, Mr. Justice Bradley, speaking for the court, says: "The first of these claims, If construed sImply as claiming the placing of the seed dropper on the machIne, would probably be void, as claiming a mere result, irrespective of the means by which it is accomp!ished. But, if construed as claiming the aecomplishment of the result by the means described in the specification, it Is free from that objection; and we ought to give a favorable construction, so as to sustain the patent, it it can fairly be done. By reading the claim in connection with the final qualifying clause, thus, 'the mounting of said attendant upon the machine,' etc., 'substantially as herein set forth,' the fair construction would seem to Include tbe means and manner of placing him upon the machine."
Construing the claims in the Church patent in the light O'f the Corn·Planter Decision, it is evident that they must be limited to
396
·
J'EDERAL REPORTER,
the particular mecbanism set fortb in tbe specifications for accompli.Bhing the result or securing the adaptation referred to in the claim. Tbe objection that tbe reissued patent is void for unduly enlarging tbe claims of tbe original patent cannot be sustained. The sixtbelaim of the reissue is quite. the same as the second claim of the original. They are both for a combination of the following elements: (1) The winding andha.nd-setting train normally in engagementwith the setting wheels,',8.8set forth. (2) The stem arbor or key,having no positive connection with the train, as set forth. (3) The intermediate loose or sliding device for communicating the force of the in-thrust of the arbor to the train, by which the train is shifted into the winding engagement, as set forth. The change in the, reissue from the words "loose or sliding device" to "intermediate" device is not to be construed as widening the scope of the daim.. If, in any alleged infringement, that which communicates the stem arbor's in-thrust to the train is not a loose or sliding device, or Jtsmanifest and well-known mechanical equivalent, it certainly is.not an intermediate device, "substantially as and for the purpose set forth" in the specifications and drawings: of the patent. It is not necessary to examine clO1Sely the other claims of the reo issued patent, to see whether they. unduly expand the scope of the monopoly of the reissued patent beyond that of the original, because a construction of them in the light of the specifications and drawings, and the history of the art, requires either that they should be rejected as invalid, or treated as combination claims with the same elements as those contained in the sixth claim given above. We come now to the question whether the deft!ndants' watch movement is an infringement of the Church patent. A. description and a drawing of the defendants' watch movement appear in the statement of the case. It is a movement in which the stem arbor to be used discharges :the double function of winding the wheels of the movement, and of shifting the engagement from the setting to the winding wheels. It is a movement in which the normal engagement is with the dial wheels. This is denied by counsel for the appellants, but it certainly is true that whenever the pressure of the stem arbor is removed the force of a spring in tIie movement itself will produce engagement of the yoke or train with the dial wheels. That is the normal engagement, in the sense of the Church patent. The winding and hand-setting train in the defendantW movement is somewhat different from that of the Church patent; but Church, in his specifications, expressly state.sthat the intermediate device for shifting t}le engagement may be in ,l;Lllthe well-known forms of intermediate mechanisn;l, and that his invention is not limited to the particular device shown. It is conceded that the yoke of the defendants' mOYement is a very old form, and may be found in the English patent of :NiCole ()f The device by which the pressure of the short stem arbor is continued into the movement, and made to effect the 'sMiting of the yoke, differs somewhat, in the defendants' movernent,.from that of the Church patent. The loose or sliding stud
COLUlIBUS WATCH CO. V. ROBBINS.
897
of the Church. movement, by which the pressure of the stem arbor is communicated to the lever shifting the yoke, is present in the defendants' movement. It slides within the hollow center of the terminal pinion of the winding arbor far enough to permit the short stem arbor to act upon it, and differs only from the stud in the Church movement in the fact that its lower end is fixed to the lever upon which the pressure of the stem arbor is to be exerted. This difference does not in any way change the operation of the stud, either in mode or result. In the Church device, the lever, acted upon by the stem arbor through the sliding stud, directly shifts the yoke. In the defendants' movement, the lever moves a pin that shifts a cam lever which locks OUt we I:lprmg holding the yoke in engagement with the setting wheels, and thus allows a weaker spring to shift the yoke into winding engagement. We do not think that the interposition of a cam lever and a spring between the lever upon which the stem arbor directly acts and the yoke to be shifted changes in any way the elements of the combination present in the Church patent which are also found in the defendants' movement. The use of two springs, one weaker than the other, to produce alternately the two engagements by locking out the stronger spring, was old. It is shown in the Wheeler patent, and others prior to the Church patent. It was therefore one of the mechanical equivalents that Church intended his patent should cover, and he used language in his specifica· tions apt for the purpose. The stem arbor having no positive connection with the movement, the normal engagement of the winding and hand-setting train with the dial wheels, the intermediate device working in and through the hollow center of the winding arbor and its terminal pinion, by which pressure upon the short stem arbor is enabled to bring about the shifting of the yoke, are all present in the defendants' movement, operating in the same way, and accomplishing the same result as in the Church movement. Element for element, the combinations are the same, and the infringement is manifest. The conclusion we have reached with reference to the validity of the Church patent, and the infringement by the defendants, is fully sustained by the decision of the circuit court of appeals for the Seventh circuit in the case of Watch Co. v. Robbins, 3 C. C. A. 42, 52 Fed. 215. 'Ilhe decree delow awarded a perpetual injunction against the infringement by the defendants, and referred the case to the master to determine the damages. That decree was appealed from, under the seventh section of the court of appeals act, as an interlocutory order granting an injunction; and the point was mooted whether we should examine the record as upon an appeal from a final decree, or only examine the question whether the court below had exercised proper discretion in the issuing of an interlocutory injunction. It was decided that we could not hear and finally determine the merits of the controversy as to the validity of the patent and its infringement. 6 U. S. App. 275, 3 C. C. A.. 103, 52 Fed. 337. In looking into the record, however, to determine whether the discretion of the cir-
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·. we, have found . o"rSel.ves obliged ... ..,. patent, and its infringew,ent, with the apove,stated... 4,$ ,the waEl infringed the cO,un necessaxiIY exercised discretion froDl' and its decr,ee is affirmed.
.
DEVLIN et al. v. PAYNTER et aL
l(Jonrt ot
November 16, 1894.) '.', . .'
A of an Internal ve face,and an OppOSblg member with selit 'Ot'soft 'metal' having '11 a 'colir'.ex,ta;ce,thus forming a pertect connection without an accurate pipes, co:ijStitutes a patentable Inv$ltion. 63 Fed. 122, '.
'y.' .'.' '. ..., " "i
2.
A', ul1i9n for. steam pIIletl, consisting of a heM member having a seat of saft.metal with a face, and' a tail member bavlng a convex face· .llbintrlngell, by. a union tbat dltEers only in the facts that the con· the head, member, and the concave t.ace is on the tall vex, and that the, soft metal is on the convex flLce instead of on the '" '. ,,', The Paynter patent, No. 867.725, fol' union for steam pipes, held valid Mldlnfl1inged. 63 Fed. 122, affirmed.
S. 8.UIE.
the CirCUit, Court of the United States for the Eastern Pennsylvania. In ;Equity. Bill by EdwardP. Paynter and John KMoore against Thomas Devlin and others,trading as Thomas Devlin & Co., for infringeInent of a patent. Oomplainants had decree (63 Fed. 122), and defendants appeal. Hector 1.'. Fenton, for appellants. Connolly Bros., for appellees. Before ACHESON and DALLAS, Circuit Judges, and WALES, District Judge. ACHESON, Circuit Judge. The appellants, who were the defendants below,complain of the decree of the circuit court, sustaining as valid, and adjudging them to have infringed, the first claim of letters patent No. 367,725, for improvements in unions for steam pipes, etc., granted on August 2, 1887, to Edward P. Painter, Jr., the inventor, and John K. Moore, his assignee of a part interest. The claim inqlJ.estion is in these words: "(1) A for steam a threaded ring or nut, a member having:fi:seat of soft metahwith a concave face, and Ml opposing membel' with a r.ouDded or convex end, substantially .as shown and dellcr1bed."
"he dechlred object whereby the joint
jnventiop ;1s to provide a. construction union, of lrteam and other pipes will be